Compliance Monitoring Officer

Industry: Finance / Job Expires: 2023-02-22 12:44:57 / Location: Gauteng

Purpose

To monitor and report on the effectiveness of those controls in the management of the organisation’s exposure to risks (monitoring and detection).

Minimum requirements

• Bcom/LLB/Quality Assurance qualification.
• 1-3 years monitoring experience within a Banking or Insurance environment.
• Experience in liaising with Senior/Manager level.
• Working knowledge of S.A legislation (Banks Act, FICS< FAIS, NCA, BCOEA, LRA, CPA, LTIA, STIA, TCF etc).

Main duties

• Compliance Monitoring.
• Compliance Reporting.
• Advisory, Awareness and Training.
• Create and maintain productive relationships with internal and external clients by providing advice and assistance.
• Create understanding of the ‘real’ versus ‘perceived’ need through experience and expertise while complying with company polices legislation and regulations.
• Keep the client informed about progress through written communication, telephone communications and/or face to face meetings.

N.B: By responding to this advert, you consent to Heitha Staffing Group processing your personal information for recruitment purposes and confirm that any personal information has been submitted voluntarily. Applicants will be requested to fill in and sign a POPI Act Consent Form.

Only shortlisted candidates will be contacted. If you have not heard from us in 4 weeks, consider your application unsuccessful.

To apply please send your CV to info@heitha.co.za.