Industry: Insurance / Job Expires: 2018-03-23 11:55:05 / Location: Kwazulula Natal
CTC : R30 000 – R32 000 ctc p.m.
Report to: Senior Manager: Compliance & Regulatory Affairs
EE : EE Candidate is a must (Male/Female)
Please note the Manager is based in Head Office in Menlyn(Pretoria)
Candidate will be required to come through to Head Office when required, may also be required to come through the 1st month for training.
Will be required to travel to approximately ± 26 branches in the Kwa Zulu Natal Area
Require a drivers licence
MAIN OUTPUTS AND RESPONSIBILITIES FOR THIS POSITION
1. Contribute to the efficient and effective functioning of Compliance Function
Assist manager to ensure that compliance function are in compliance with law and industry and regulatory body requirements
Promote prevention of legal and regulatory risk in the company (TCF)
Maintain efficient and effective operations in Compliance
Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
Oversee the debarment processes are being adhered to within the Group
2. Attend to regulatory and client complaints (TCF)
Assist with investigation of regulatory and clients complaints (Ombudsman cases)
3. Responsible for Compliance Monitoring and Reporting
Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group
Complete monitoring reports for Compliance Manager
Provide overall compliance assistance, guidance and advice to Assupol Group of Companies
Contribute to the development of compliance risk management plans
Contribute to the completion of compliance reporting (internal and regulatory)
4. Provide Training and Awareness on Compliance Matters
Create awareness in Assupol Group of Companies with law requirements (TCF)
Inform employees about relevant compliance matters
Develop, educate and enabling healthy and business orientated compliance culture
5. JOB EVALUATION CRITERIA A) KNOWLEDGE AND SKILLS
FORMAL EDUCATION
o Legal Degree/relevant
o LLB Degree
o Admitted Attorney (advantage)
TECHNICAL/ LEGAL CERTIFICATION
o Compliance Certificate (Advantage)
EXPERIENCE
o 2-3 years’ experience in Risk management and Compliance
o 2-3 years Insurance Industry experience
6. COMPETENCIES & KNOWLEDGE
LEGISLATION
LTIA, FAIS, FICA, Companies Act, NCA, CPA, STI (not limited),
INDUSTRY REQUIREMENTS
CISA Accreditation
SKILLS COMPETENCY DESCRIPTION
Interpersonal
Communication
People
Business English
Draft Letters, Agreements, etc.
To apply, please forward you CV to Milton@heitha.co.za